HomeMy WebLinkAbout2024-06-10 City Council Meeting Minutes
MINUTES
MAPLEWOOD CITY COUNCIL
7:00 P.M. Tuesday, June 10, 2024
City Hall, Council Chambers
Meeting No. 11-24
A. CALL TO ORDER
A meeting of the City Council was held in the City Hall Council Chambers and was
called to order at 7:06 by Mayor Abrams.
Mayor Abrams reported on staff developments including the command staff in the
Police Department attending the leadership program by LEEDA, and also recognized
Fire & EMS Chief Mondor on finishing the Executive Fire Officer (EFO) Program, and
recapped the program details.
B. PLEDGE OF ALLEGIANCE
Bella George, Giana George, & Lucia George led the council in the pledge of
allegiance.
C. ROLL CALL
Marylee Abrams, Mayor Present
Rebecca Cave, Councilmember Present
Kathleen Juenemann, Councilmember Present
Chonburi Lee, Councilmember Present
Nikki Villavicencio, Councilmember Present
D. APPROVAL OF AGENDA
Councilmember Lee moved to approve the agenda as submitted.
Seconded by Councilmember Cave Ayes – All
The motion passed.
E. APPROVAL OF MINUTES
1. May 28, 2024 City Council Workshop Meeting Minutes
Councilmember Juenemann moved to approve the May 28, 2024 City Council Workshop
Meeting Minutes as submitted.
Seconded by Councilmember Cave Ayes – All
The motion passed.
2. May 28, 2024 City Council Meeting Minutes
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Councilmember Lee moved to approve the May 28, 2024 City Council Meeting Minutes
as submitted.
Seconded by Councilmember Juenemann Ayes – All
The motion passed.
F. APPOINTMENTS AND PRESENTATIONS
1. Administrative Presentations
a. Council Calendar Update
City Manager Sable gave an update to the council calendar and reviewed other topics of
concern or interest requested by councilmembers.
2. Council Presentations
None
3. Fire Chief’s Recognition for Resident Bella George
Fire & EMS Chief Mondor recognized Bella George for her quick action to extinguish a
fire, read the Resolution of Appreciation, and presented Bella George with the Fire
Chief’s Recognition Award and pin. Bella George thanked council for the award.
Councilmember Juenemann moved to approve the resolution of appreciation for resident
Bella George.
Resolution 24-06-2323
RESOLUTION OF APPRECIATION FOR RESIDENT BELLA GEORGE
WHEREAS, Bella George took quick and decisive action to extinguish a fire in
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her home on March 3, 2024; and
WHEREAS, Bella’s actions demonstrated extreme bravery and courage; and
WHEREAS, Bella’s actions prevented significant damage to her home and
protected the lives of others;
NOW, THEREFORE, IT IS HEREBY RESOLVED for and on behalf of the City of
Maplewood, Minnesota, and its residents, that Bella George is being extended our
gratitude and appreciation for her actions.
Seconded by Councilmember Cave Ayes – All
The motion passed.
G. CONSENT AGENDA – Items on the Consent Agenda are considered routine and non-
controversial and are approved by one motion of the council. If a councilmember
requests additional information or wants to make a comment regarding an item, the vote
should be held until the questions or comments are made then the single vote should be
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taken. If a councilmember objects to an item it should be removed and acted upon as a
separate item.
Agenda items G4 & G5 were highlighted.
Councilmember Lee moved to approve agenda items G1-G5.
Seconded by Councilmember Cave Ayes – All
The motion passed.
1. Approval of Claims
Councilmember Lee moved to approve the approval of claims.
ACCOUNTS PAYABLE:
$ 1,184,206.84 Checks # 121151 thru # 121176
dated 05/28/24
$ 104,506.74 Checks # 121178 thru # 121196
dated 06/04/24
$ 447,889.90 Disbursements via debits to checking account
dated 05/20/24 thru 06/02/24
$ 1,736,603.48 Total Accounts Payable
PAYROLL
$ 735,202.43 Payroll Checks and Direct Deposits dated 05/24/24
$ 735,202.43 Total Payroll
$ 2,471,805.91 GRAND TOTAL
Seconded by Councilmember Cave Ayes – All
The motion passed.
2. Resolution to Maintain Statutory Tort Liability Limits
Councilmember Lee moved to approve the resolution to maintain statutory tort liability
limits.
Resolution 24-06-2324
RESOLUTION TO MAINTAIN THE STATUTORY TORT LIMITS FOR
LIABILITY INSURANCE PROPOSED
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WHEREAS, the League of Minnesota Cities Insurance Trust annually requests
member cities to make an election to waive or not waive the tort liability limit established
by Minnesota Statutes 466.04; and
WHEREAS, the City has three choices: to not waive the statutory limit, to waive
the limit but to keep insurance coverage at the statutory limit, and to waive the limit and
to add insurance to a new level;
NOW, THEREFORE, BE IT RESOLVED, that the City Council of the City of
Maplewood hereby elects to not waive the statutory tort liability limit established by
Minnesota Statutes 466.04.
Seconded by Councilmember Cave Ayes – All
The motion passed.
3. Local Lawful Gambling Permit for the Church of the Presentation of the
Blessed Virgin Mary, 1725 Kennard Street
Councilmember Lee moved to approve the Local Lawful Gambling permit for Church of
the Presentation of the Blessed Virgin Mary September 14-15, 2024.
Seconded by Councilmember Cave Ayes – All
The motion passed.
4. Ramsey-Washington Metro Watershed District City Hall Courtyard Native
Planting Grant
Councilmember Lee moved to approve the Ramsey-Washington Metro Watershed
District Agreement approving a stewardship grant for the City Hall Courtyard Native
Planting project.
Seconded by Councilmember Cave Ayes – All
The motion passed.
5. St. Paul Area Chamber of Commerce City Hall Courtyard Wellness Grant
Councilmember Lee moved to approve the St. Paul Area Chamber of Commerce
Memorandum of Understanding approving a wellness grant for the City Hall Courtyard
Native Planting project.
Seconded by Councilmember Cave Ayes – All
The motion passed.
H. PUBLIC HEARINGS – If you are here for a Public Hearing please familiarize yourself
with the Rules of Civility printed on the back of the agenda. Sign in with the City Clerk
before addressing the council. At the podium please state your name and address
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clearly for the record. All comments/questions shall be posed to the Mayor and Council.
The Mayor will then direct staff, as appropriate, to answer questions or respond to
comments.
None
I. UNFINISHED BUSINESS
1. Resolution Awarding the Sale of G.O. Improvement Bonds, Series 2024A
Finance Director Rueb gave the staff report. Bruce Kimmel, Senior Municipal Advisor
with Ehlers, provided the bond report.
Councilmember Cave moved to approve the Resolution Awarding the Sale of General
Obligation Improvement Bonds, Series 2024A, in the Original Aggregate Principal
Amount of $4,545,000; Fixing Their Form and Specifications; Directing Their Execution
and Delivery; and Providing for Their Payment.
Resolution 24-06-2325
A RESOLUTION AWARDING THE SALE OF GENERAL OBLIGATION IMPROVEMENT
BONDS, SERIES 2024A, IN THE ORIGINAL AGGREGATE PRINCIPAL AMOUNT OF
$4,545,000 FIXING THEIR FORM AND SPECIFICATIONS; DIRECTING THEIR
EXECUTION AND DELIVERY; AND PROVIDING FOR THEIR PAYMENT
BE IT RESOLVED by the City Council of the City of Maplewood, Ramsey
County, Minnesota (the “City”), as follows:
Section 1. Sale of Bonds.
1.01 Authorization for Sale of Bonds. Pursuant to a resolution adopted by the City
Council on May 13, 2024, the City authorized the issuance and sale of its
General Obligation Improvement Bonds, Series 2024A (the “Bonds”), to finance
or reimburse the costs of certain assessable improvements in the City
designated as the 2024 Maplewood Street Improvements, City Project 23-08
(the “Improvements”), pursuant to Minnesota Statutes, Chapters 429 and 475,
as amended (the “Act”).
1.02. Award to the Purchaser and Interest Rates. The proposal of Hilltop Securities,
Dallas, Texas (the “Purchaser”), to purchase the Bonds is hereby found and
determined to be a reasonable offer and is hereby accepted, the proposal
being to purchase the Bonds at a price of $4,815,818.10 (the par amount of
$4,545,000.00, plus original issue premium of $304,712.20, less underwriter’s
discount of $33,894.10), plus accrued interest, if any, to the date of delivery, for
Bonds bearing interest as follows:
Year Interest Rate Year Interest Rate
2026 5.000% 2034 5.000%
2027 5.000 2035 5.000
2028 5.000 2036 4.000
2029 5.000 2037 4.000
2030 5.000 2038 4.000
2031 5.000 2039 4.000
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2032 5.000 2040 4.000
2033 5.000
True interest cost: 3.6540756%
1.03. Purchase Contract. Any amount paid by the Purchaser in excess of the
minimum purchase price, shall be credited to the Debt Service Fund hereinafter
created or deposited in the Construction Fund hereinafter created, as
determined by the Finance Director of the City (the “Finance Director”) in
consultation with the City’s municipal advisor. The good faith deposit of the
Purchaser shall be retained and deposited until the Bonds have been delivered
and shall be deducted from the purchase price paid at settlement. The Mayor
and City Manager are directed to execute a contract with the Purchaser on
behalf of the City.
1.04. Terms and Principal Amounts of the Bonds. The City will forthwith issue and
sell the Bonds pursuant to the Act in the total principal amount of $4,545,000,
originally dated the date of delivery (currently anticipated to be July 2, 2024) in
the denomination of $5,000 each or any integral multiple thereof, numbered
No. R-1, upward, bearing interest as above set forth, and maturing serially on
February 1 in the years and amounts as follows:
Year Amount Year Amount
2026 $210,000 2034 $315,000
2027 220,000 2035 330,000
2028 235,000 2036 345,000
2029 245,000 2037 360,000
2030 260,000 2038 375,000
2031 270,000 2039 390,000
2032 285,000 2040 405,000
2033 300,000
1.05. Optional Redemption. The City may elect on February 1, 2033 and on any day
thereafter to prepay the Bonds maturing on or after February 1, 2034.
Redemption may be in whole or in part and if in part, at the option of the City
and in such manner as the City will determine. If less than all Bonds of a
maturity are called for redemption, the City will notify DTC (as defined in
Section 7 hereof) of the particular amount of such maturity to be prepaid. DTC
will determine by lot the amount of each participant’s interest in such maturity
to be redeemed and each participant will then select by lot the beneficial
ownership interests in such maturity to be redeemed. Prepayments will be at a
price of par plus accrued interest.
Section 2. Registration and Payment.
2.01. Registered Form. The Bonds will be issued only in fully registered form. The
interest thereon and, upon surrender of each Bond, the principal amount
thereof, is payable by check, draft, or wire issued by the Registrar described
herein.
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2.02. Dates; Interest Payment Dates. Each Bond will be dated as of the last interest
payment date preceding the date of authentication to which interest on the
Bond has been paid or made available for payment, unless (i) the date of
authentication is an interest payment date to which interest has been paid or
made available for payment, in which case the Bond will be dated as of the
date of authentication, or (ii) the date of authentication is prior to the first
interest payment date, in which case the Bond will be dated as of the date of
original issue. The interest on the Bonds is payable on February 1 and August
1 of each year, commencing February 1, 2025, to the registered owners of
record thereof as of the close of business on the fifteenth day of the
immediately preceding month, whether or not that day is a business day.
2.03. Registration. The City will appoint a bond registrar, transfer agent,
authenticating agent and paying agent (the “Registrar” and “Paying Agent”).
The effect of registration and the rights and duties of the City and the Registrar
with respect thereto are as follows:
(a) Register. The Registrar must keep at its principal corporate trust office
a bond register in which the Registrar provides for the registration of
ownership of Bonds and the registration of transfers and exchanges of
Bonds entitled to be registered, transferred or exchanged.
(b) Transfer of Bonds. Upon surrender for transfer of a Bond duly
endorsed by the registered owner thereof or accompanied by a written
instrument of transfer, in form satisfactory to the Registrar, duly
executed by the registered owner thereof or by an attorney duly
authorized by the registered owner in writing, the Registrar will
authenticate and deliver, in the name of the designated transferee or
transferees, one or more new Bonds of a like aggregate principal
amount and maturity, as requested by the transferor. The Registrar
may, however, close the books for registration of any transfer after the
fifteenth day of the month preceding each interest payment date and
until that interest payment date.
(c) Exchange of Bonds. When Bonds are surrendered by the registered
owner for exchange the Registrar will authenticate and deliver one or
more new Bonds of a like aggregate principal amount and maturity as
requested by the registered owner or the owner’s attorney in writing.
(d) Cancellation. Bonds surrendered upon transfer or exchange will be
promptly cancelled by the Registrar and thereafter disposed of as
directed by the City.
(e) Improper or Unauthorized Transfer. When a Bond is presented to the
Registrar for transfer, the Registrar may refuse to transfer the Bond until
the Registrar is satisfied that the endorsement on the Bond or separate
instrument of transfer is valid and genuine and that the requested
transfer is legally authorized. The Registrar will incur no liability for the
refusal, in good faith, to make transfers which it, in its judgment, deems
improper or unauthorized.
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(f) Persons Deemed Owners. The City and the Registrar may treat the
person in whose name a Bond is registered in the bond register as the
absolute owner of the Bond, whether the Bond is overdue or not, for the
purpose of receiving payment of, or on account of, the principal of and
interest on the Bond and for all other purposes and payments so made
to the registered owner or upon the registered owner’s order will be
valid and effectual to satisfy and discharge the liability upon the Bond to
the extent of the sum or sums so paid.
(g) Taxes, Fees and Charges. The Registrar may impose a charge upon
the owner thereof for a transfer or exchange of Bonds, sufficient to
reimburse the Registrar for any tax, fee or other governmental charge
required to be paid with respect to the transfer or exchange.
(h) Mutilated, Lost, Stolen or Destroyed Bonds. If a Bond becomes
mutilated or is destroyed, stolen or lost, the Registrar will deliver a new
Bond of like amount, number, maturity date and tenor in exchange and
substitution for and upon cancellation of the mutilated Bond or in lieu of
and in substitution for any Bond destroyed, stolen or lost, upon the
payment of the reasonable expenses and charges of the Registrar in
connection therewith; and, in the case of a Bond destroyed, stolen or
lost, upon filing with the Registrar of evidence satisfactory to it that the
Bond was destroyed, stolen or lost, and of the ownership thereof, and
upon furnishing to the Registrar of an appropriate bond or indemnity in
form, substance and amount satisfactory to it and as provided by law, in
which both the City and the Registrar must be named as obligees.
Bonds so surrendered to the Registrar will be cancelled by the Registrar
and evidence of such cancellation must be given to the City. If the
mutilated, destroyed, stolen or lost Bond has already matured or been
called for redemption in accordance with its terms it is not necessary to
issue a new Bond prior to payment.
(i) Redemption. In the event any of the Bonds are called for redemption,
notice thereof identifying the Bonds to be redeemed will be given by the
Registrar by mailing a copy of the redemption notice by first class mail
(postage prepaid) to the registered owner of each Bond to be redeemed
at the address shown on the registration books kept by the Registrar
and by publishing the notice if required by law. Failure to give notice by
publication or by mail to any registered owner, or any defect therein, will
not affect the validity of the proceedings for the redemption of Bonds.
Bonds so called for redemption will cease to bear interest after the
specified redemption date, provided that the funds for the redemption
are on deposit with the place of payment at that time.
2.04. Appointment of Initial Registrar. The City appoints Bond Trust Services
Corporation, Roseville, Minnesota, as the initial Registrar. The Mayor and the
City Manager are authorized to execute and deliver, on behalf of the City, a
contract with the Registrar. Upon merger or consolidation of the Registrar with
another corporation, if the resulting corporation is a bank or trust company
authorized by law to conduct such business, the resulting corporation is
authorized to act as successor Registrar. The City agrees to pay the
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reasonable and customary charges of the Registrar for the services performed.
The City reserves the right to remove the Registrar upon thirty (30) days’ notice
and upon the appointment of a successor Registrar, in which event the
predecessor Registrar must deliver all cash and Bonds in its possession to the
successor Registrar and must deliver the bond register to the successor
Registrar. On or before each principal or interest due date, without further
order of the City Council, the City Manager must transmit to the Registrar
money sufficient for the payment of all principal and interest then due.
2.05. Execution, Authentication and Delivery. The Bonds will be prepared under the
direction of the City Manager and executed on behalf of the City by the
signatures of the Mayor and the City Manager, provided that those signatures
may be printed, engraved or lithographed facsimiles of the originals. If an
officer whose signature or a facsimile of whose signature appears on the
Bonds ceases to be such officer before the delivery of a Bond, that signature or
facsimile will nevertheless be valid and sufficient for all purposes, the same as
if the officer had remained in office until delivery. Notwithstanding such
execution, a Bond will not be valid or obligatory for any purpose or entitled to
any security or benefit under this resolution unless and until a certificate of
authentication on the Bond has been duly executed by the manual signature of
an authorized representative of the Registrar. Certificates of authentication on
different Bonds need not be signed by the same representative. The executed
certificate of authentication on a Bond is conclusive evidence that it has been
authenticated and delivered under this resolution. When the Bonds have been
so prepared, executed and authenticated, the City Manager will deliver the
same to the Purchaser upon payment of the purchase price in accordance with
the contract of sale heretofore made and executed, and the Purchaser is not
obligated to see to the application of the purchase price.
Section 3. Form of Bond.
3.01. Execution of the Bonds. The Bonds will be printed or typewritten in
substantially the form as attached hereto as EXHIBIT B.
3.02. Approving Legal Opinion. The City Manager is directed to obtain a copy of the
proposed approving legal opinion of Kennedy & Graven, Chartered,
Minneapolis, Minnesota, and to cause the opinion to be printed on or
accompany each Bond.
Section 4. Payment; Security; Pledges and Covenants.
4.01. Debt Service Fund. The Bonds are payable from the General Obligation
Improvement Bonds, Series 2024A Debt Service Fund (the “Debt Service
Fund”) hereby created, and the proceeds of general taxes hereinafter levied
(the “Taxes”) are hereby pledged to the Debt Service Fund. There is
appropriated to the Debt Service Fund: (i) any amount over the minimum
purchase price of the Bonds paid by the Purchaser, to the extent designated for
deposit in the Debt Service Fund in accordance with Section 1.03 hereof; and
(ii) all investment earnings on funds in the Debt Service Fund. A portion of the
cost of the Improvements will be financed with an interfund loan of the City and
the special assessments levied or to be levied (the “Assessments”) for the
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Improvements described herein will be used to repay such interfund loan until
paid in full. Any Assessments received after payment in full of such interfund
loan shall be deposited in the Debt Service Fund.
4.02. Construction Fund. The proceeds of the Bonds, less the appropriations made
in Section 4.01 hereof, together with any other funds appropriated for the
Improvements, and the Taxes collected during the construction of the
Improvements, will be deposited in a separate fund (the “Construction Fund”) to
be used solely to defray expenses of the Improvements and the payment of
principal of and interest on the Bonds prior to the completion and payment of all
costs of the Improvements. Any balance remaining in the Construction Fund
after completion of the Improvements may be used to pay the cost in whole or
in part of any other improvement instituted under the Act under the direction of
the City Council. When the Improvements are completed and the cost thereof
paid, the Construction Fund is to be closed and subsequent collections of any
Taxes are to be deposited in the Debt Service Fund.
4.03. City Covenants. It is hereby determined that the Improvements will directly and
indirectly benefit abutting property, and the City hereby covenants with the
holders from time to time of the Bonds as follows:
(a) It is hereby determined that the Improvements will directly and indirectly
benefit abutting property and other identified property, and that at least
twenty percent (20%) of the cost of the assessable Improvements
described herein will be specially assessed against benefited
properties. The City has caused or will cause the Assessments for the
Improvements to be promptly levied so that the first installment will be
collectible not later than 2025 and will take all steps necessary to
assure prompt collection, and the levy of the Assessments is hereby
authorized. The City Council will cause to be taken with due diligence
all further actions that are required for the construction of each
Improvement financed wholly or partly from the proceeds of the Bonds,
and will take all further actions necessary for the final and valid levy of
the Assessments and the appropriation of any other funds needed to
pay the Bonds and interest thereon when due.
(b) In the event of any current or anticipated deficiency in Assessments and
Taxes, the City Council will levy additional ad valorem taxes in the
amount of the current or anticipated deficiency.
(c) The City will keep complete and accurate books and records showing
receipts and disbursements in connection with the Improvements,
Assessments and Taxes levied therefor and other funds appropriated
for their payment, collections thereof and disbursements therefrom,
money on hand, and the balance of unpaid Assessments.
(d) The City will cause its books and records to be audited at least annually
and will furnish copies of such audit reports to any interested person
upon request.
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4.04. General Obligation Pledge. For the prompt and full payment of principal of and
interest on the Bonds, as the same respectively become due, the full faith,
credit, and taxing powers of the City are irrevocably pledged. If a payment of
principal of or interest on the Bonds becomes due when there is not sufficient
money in the Debt Service Fund to pay the same, the Finance Director is
directed to pay such principal or interest from the general fund of the City, and
the general fund will be reimbursed for those advances with or without interest
from the Debt Service Fund when a sufficient balance is available therein.
4.05. Pledge of Tax Levy. For the purpose of paying a portion of the principal of and
interest on the Bonds, there is levied a direct annual irrepealable ad valorem
tax upon all of the taxable property in the City, which will be spread upon the
tax rolls and collected with and as part of other general taxes of the City. The
Taxes will be credited to the Debt Service Fund above provided and will be in
the years and amounts as attached hereto as EXHIBIT C.
4.06. Certification to County Auditor as to Debt Service Fund Amount. It is hereby
determined that the estimated collections of the foregoing Taxes will produce at
least five percent (5%) in excess of the amount needed to meet when due the
principal and interest payments on the Bonds. The tax levy herein provided for
the Bonds is irrepealable until all of the Bonds are paid, provided that at the
time the City makes its annual tax levies the Finance Director may certify to the
County Auditor-Treasurer of Ramsey County, Minnesota (the “County Auditor”)
the amount available in the Debt Service Fund to pay principal and interest due
during the ensuing year, and the County Auditor will thereupon reduce the levy
collectible during such year by the amount so certified.
4.07. Certificate of County Auditor as to Registration. The City Manager is
authorized and directed to file a certified copy of this resolution with the County
Auditor and to obtain the certificate required by Section 475.63 of the Act.
Section 5. Authentication of Transcript.
5.01. City Proceedings and Records. The officers of the City are authorized and
directed to prepare and furnish to the Purchaser and to the attorneys approving
the Bonds, certified copies of proceedings and records of the City relating to
the Bonds and to the financial condition and affairs of the City, and such other
certificates, affidavits and transcripts as may be required to show the facts
within their knowledge or as shown by the books and records in their custody
and under their control, relating to the validity and marketability of the Bonds,
and such instruments, including any heretofore furnished, may be deemed
representations of the City as to the facts stated therein.
5.02. Certification as to Final Official Statement. The Mayor, the City Manager, and
the Finance Director are authorized and directed to certify that they have
examined the Final Official Statement prepared and circulated in connection
with the issuance and sale of the Bonds and that to the best of their knowledge
and belief the Final Official Statement is a complete and accurate
representation of the facts and representations made therein as of the date of
the Final Official Statement.
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5.03. Other Certificates. The Mayor, the City Manager, and the Finance Director are
hereby authorized and directed to furnish to the Purchaser at the closing such
certificates as are required as a condition of sale. Unless litigation shall have
been commenced and be pending questioning the Bonds or the organization of
the City or incumbency of its officers, at the closing the Mayor and the City
Manager shall also execute and deliver to the Purchaser a suitable certificate
as to absence of material litigation, and the Finance Director shall also execute
and deliver a certificate as to payment for and delivery of the Bonds.
5.04. Electronic Signatures. The electronic signature of the Mayor, the City
Manager, the Finance Director, and the City Clerk to this resolution or to any
certificate authorized to be executed hereunder shall be as valid as an original
signature of such party and shall be effective to bind the City thereto. For
purposes hereof, (i) “electronic signature” means a manually signed original
signature that is then transmitted by electronic means; and (ii) “transmitted by
electronic means” means sent in the form of a facsimile or sent via the internet
as a portable document format (“pdf”) or other replicating image attached to an
electronic mail or internet message.
5.05. Payment of Costs of Issuance. The City authorizes the Purchaser to forward
the amount of Bond proceeds allocable to the payment of issuance expenses
in accordance with the closing memorandum to be prepared and distributed by
Ehlers and Associates, Inc., the municipal advisor to the City, on the date of
closing.
Section 6. Tax Covenants.
6.01. Tax-Exempt Bonds. The City covenants and agrees with the holders from time
to time of the Bonds that it will not take or permit to be taken by any of its
officers, employees or agents any action which would cause the interest on the
Bonds to become subject to taxation under the Internal Revenue Code of 1986,
as amended (the “Code”), and the Treasury Regulations promulgated
thereunder, in effect at the time of such actions, and that it will take or cause its
officers, employees or agents to take, all affirmative action within its power that
may be necessary to ensure that such interest will not become subject to
taxation under the Code and applicable Treasury Regulations, as presently
existing or as hereafter amended and made applicable to the Bonds.
6.02. Rebate. The City will comply with requirements necessary under the Code to
establish and maintain the exclusion from gross income of the interest on the
Bonds under Section 103 of the Code, including without limitation requirements
relating to temporary periods for investments, limitations on amounts invested
at a yield greater than the yield on the Bonds, and the rebate of excess
investment earnings to the United States,
6.03. Not Private Activity Bonds. The City further covenants not to use the proceeds
of the Bonds or the Improvements financed by the Bonds or to cause or permit
them or any of them to be used, in such a manner as to cause the Bonds to be
“private activity bonds” within the meaning of Sections 103 and 141 through
150 of the Code.
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6.04. Qualified Tax-Exempt Obligations. In order to qualify the Bonds as “qualified
tax-exempt obligations” within the meaning of Section 265(b)(3) of the Code,
the City makes the following factual statements and representations:
(a) the Bonds are not “private activity bonds” as defined in Section 141 of
the Code;
(b) the City hereby designates the Bonds as “qualified tax-exempt
obligations” for purposes of Section 265(b)(3) of the Code;
(c) the reasonably anticipated amount of tax-exempt obligations (other than
any private activity bonds that are not qualified 501(c)(3) bonds) which
will be issued by the City (and all subordinate entities of the City) during
calendar year 2024 will not exceed $10,000,000; and
(d) not more than $10,000,000 of obligations issued by the City during
calendar year 2024 have been designated for purposes of Section
265(b)(3) of the Code.
6.05. Procedural Requirements. The City will use its best efforts to comply with any
federal procedural requirements which may apply in order to effectuate the
designations made by this section.
Section 7. Book-Entry System; Limited Obligation of City.
7.01. DTC. The Bonds will be initially issued in the form of a separate single
typewritten or printed fully registered Bond for each of the maturities of the
Bonds as described in Section 1.04 hereof. Upon initial issuance, the
ownership of each Bond will be registered in the registration books kept by the
Registrar in the name of Cede & Co., as nominee for The Depository Trust
Company, New York, New York, and its successors and assigns (“DTC”).
Except as provided in this section, all of the outstanding Bonds will be
registered in the registration books kept by the Registrar in the name of Cede &
Co., as nominee of DTC.
7.02. Participants. With respect to Bonds registered in the registration books kept by
the Registrar in the name of Cede & Co., as nominee of DTC, the City, the
Registrar and the Paying Agent will have no responsibility or obligation to any
broker dealers, banks and other financial institutions from time to time for which
DTC holds Bonds as securities depository (the “Participants”) or to any other
person on behalf of which a Participant holds an interest in the Bonds,
including but not limited to any responsibility or obligation with respect to (i) the
accuracy of the records of DTC, Cede & Co. or any Participant with respect to
any ownership interest in the Bonds, (ii) the delivery to any Participant or any
other person (other than a registered owner of Bonds, as shown by the
registration books kept by the Registrar) of any notice with respect to the
Bonds, including any notice of redemption, or (iii) the payment to any
Participant or any other person, other than a registered owner of Bonds, of any
amount with respect to principal of, premium, if any, or interest on the Bonds.
The City, the Registrar and the Paying Agent may treat and consider the
person in whose name each Bond is registered in the registration books kept
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by the Registrar as the holder and absolute owner of such Bond for the
purpose of payment of principal, premium and interest with respect to such
Bond, for the purpose of registering transfers with respect to such Bonds, and
for all other purposes. The Paying Agent will pay all principal of, premium, if
any, and interest on the Bonds only to or on the order of the respective
registered owners, as shown in the registration books kept by the Registrar,
and all such payments will be valid and effectual to fully satisfy and discharge
the City’s obligations with respect to payment of principal of, premium, if any, or
interest on the Bonds to the extent of the sum or sums so paid. No person
other than a registered owner of Bonds, as shown in the registration books kept
by the Registrar, will receive a certificated Bond evidencing the obligation of
this resolution. Upon delivery by DTC to the City Manager of a written notice to
the effect that DTC has determined to substitute a new nominee in place of
Cede & Co., the words “Cede & Co.” will refer to such new nominee of DTC;
and upon receipt of such a notice, the City Manager will promptly deliver a copy
of the same to the Registrar and Paying Agent.
7.03. Representation Letter. The City has heretofore executed and delivered to DTC
a Blanket Issuer Letter of Representations (the “Representation Letter”) which
shall govern payment of principal of, premium, if any, and interest on the Bonds
and notices with respect to the Bonds. Any Paying Agent or Registrar
subsequently appointed by the City with respect to the Bonds will agree to take
all action necessary for all representations of the City in the Representation
Letter with respect to the Registrar and Paying Agent, respectively, to be
complied with at all times.
7.04. Transfers Outside Book-Entry System. In the event the City, by resolution of
the City Council, determines that it is in the best interests of the persons having
beneficial interests in the Bonds that they be able to obtain Bond certificates,
the City will notify DTC, whereupon DTC will notify the Participants, of the
availability through DTC of Bond certificates. In such event the City will issue,
transfer and exchange Bond certificates as requested by DTC and any other
registered owners in accordance with the provisions of this resolution. DTC
may determine to discontinue providing its services with respect to the Bonds
at any time by giving notice to the City and discharging its responsibilities with
respect thereto under applicable law. In such event, if no successor securities
depository is appointed, the City will issue and the Registrar will authenticate
Bond certificates in accordance with this resolution and the provisions hereof
will apply to the transfer, exchange and method of payment thereof.
7.05. Payments to Cede & Co. Notwithstanding any other provision of this resolution
to the contrary, so long as a Bond is registered in the name of Cede & Co., as
nominee of DTC, payments with respect to principal of, premium, if any, and
interest on the Bond and notices with respect to the Bond will be made and
given, respectively in the manner provided in DTC’s Operational Arrangements,
as set forth in the Representation Letter.
Section 8. Continuing Disclosure.
8.01. Execution of Continuing Disclosure Certificate. “Continuing Disclosure
Certificate” means that certain Continuing Disclosure Certificate executed by
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the Mayor and the City Manager and dated the date of issuance and delivery of
the Bonds, as originally executed and as it may be amended from time to time
in accordance with the terms thereof.
8.02. City Compliance with Provisions of Continuing Disclosure Certificate. The City
hereby covenants and agrees that it will comply with and carry out all of the
provisions of the Continuing Disclosure Certificate. Notwithstanding any other
provision of this resolution, failure of the City to comply with the Continuing
Disclosure Certificate is not to be considered an event of default with respect to
the Bonds; however, any Bondholder may take such actions as may be
necessary and appropriate, including seeking mandate or specific performance
by court order, to cause the City to comply with its obligations under this
Section.
Section 9. Defeasance. When all Bonds and all interest thereon have been
discharged as provided in this section, all pledges, covenants and other rights
granted by this resolution to the holders of the Bonds will cease, except that the
pledge of the full faith and credit of the City for the prompt and full payment of
the principal of and interest on the Bonds will remain in full force and effect.
The City may discharge all Bonds which are due on any date by depositing with
the Registrar on or before that date a sum sufficient for the payment thereof in
full or by depositing irrevocably in escrow, with a suitable institution qualified by
law as an escrow agent for this purpose, cash or securities which are backed
by the full faith and credit of the United States of America, or any other security
authorized under Minnesota law for such purpose, bearing interest payable at
such times and at such rates and maturing on such dates and in such amounts
as shall be required and sufficient, subject to sale and/or reinvestment in like
securities, to pay said obligation(s), which may include any interest payment on
such Bond and/or principal amount due thereon at a stated maturity (or if
irrevocable provision shall have been made for permitted prior redemption of
such principal amount, at such earlier redemption date). If any Bond should
not be paid when due, it may nevertheless be discharged by depositing with
the Registrar a sum sufficient for the payment thereof in full with interest
accrued to the date of such deposit.
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EXHIBIT A
PROPOSALS
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EXHIBIT B
FORM OF BOND
No. R-_____ $________
UNITED STATES OF AMERICA
STATE OF MINNESOTA
COUNTY OF RAMSEY
CITY OF MAPLEWOOD
GENERAL OBLIGATION IMPROVEMENT BOND
SERIES 2024A
Date of
Interest Rate Maturity Date Original Issue CUSIP
February 1, 20__ July 2, 2024
Registered Owner: Cede & Co.
The City of Maplewood, Minnesota, a duly organized and existing municipal corporation
in Ramsey County, Minnesota (the “City”), acknowledges itself to be indebted and for value received
hereby promises to pay to the Registered Owner specified above or registered assigns, the principal sum of
$__________ on the maturity date specified above, with interest thereon from the date hereof at the annual
rate specified above (calculated on the basis of a 360 day year of twelve 30 day months), payable February 1
and August 1 in each year, commencing February 1, 2025, to the person in whose name this Bond is
registered at the close of business on the fifteenth day (whether or not a business day) of the immediately
preceding month. The interest hereon and, upon presentation and surrender hereof, the principal hereof are
payable in lawful money of the United States of America by check, draft, or wire by Bond Trust Services
Corporation, Roseville, Minnesota, as Bond Registrar, Paying Agent, Transfer Agent and Authenticating
Agent, or its designated successor under the Resolution described herein. For the prompt and full payment
of such principal and interest as the same respectively become due, the full faith and credit and taxing
powers of the City have been and are hereby irrevocably pledged.
The City may elect on February 1, 2033, and on any day thereafter to prepay the Bonds due
on or after February 1, 2034. Redemption may be in whole or in part and if in part, at the option of the City
and in such manner as the City will determine. If less than all Bonds of a maturity are called for redemption,
the City will notify The Depository Trust Company (“DTC”) of the particular amount of such maturity to be
prepaid. DTC will determine by lot the amount of each participant’s interest in such maturity to be redeemed
and each participant will then select by lot the beneficial ownership interests in such maturity to be redeemed.
Prepayments will be at a price of par plus accrued interest.
This Bond is one of an issue in the original aggregate principal amount of $4,545,000, all
of like original issue date and tenor, except as to number, maturity date, redemption privilege, and interest
rate, all issued pursuant to a resolution adopted by the City Council on June 10, 2024 (the “Resolution”),
for the purpose of providing money to defray the expenses incurred and to be incurred in making certain
assessable local improvements, pursuant to and in full conformity with the Constitution and laws of the
State of Minnesota, including Minnesota Statutes, Chapters 429 and 475, as amended, and the principal
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hereof and interest hereon are payable from ad valorem taxes for the City’s share of the cost of the
improvements, as set forth in the Resolution to which reference is made for a full statement of rights and
powers thereby conferred. The full faith and credit of the City are irrevocably pledged for payment of this
Bond and the City Council has obligated itself to levy additional ad valorem taxes on all taxable property
in the City in the event of any deficiency in taxes pledged, which additional taxes may be levied without
limitation as to rate or amount. The Bonds of this series are issued only as fully registered Bonds in
denominations of $5,000 or any integral multiple thereof of single maturities.
The City Council has designated the issue of Bonds of which this Bond forms a part as
“qualified tax-exempt obligations” within the meaning of Section 265(b)(3) of the Internal Revenue Code
of 1986, as amended (the “Code”), relating to disallowance of interest expense for financial institutions and
within the $10 million limit allowed by the Code for the calendar year of issue.
As provided in the Resolution and subject to certain limitations set forth therein, this Bond
is transferable upon the books of the City at the principal office of the Bond Registrar, by the registered
owner hereof in person or by the owner’s attorney duly authorized in writing, upon surrender hereof
together with a written instrument of transfer satisfactory to the Bond Registrar, duly executed by the
registered owner or the owner’s attorney; and may also be surrendered in exchange for Bonds of other
authorized denominations. Upon such transfer or exchange the City will cause a new Bond or Bonds to be
issued in the name of the transferee or registered owner, of the same aggregate principal amount, bearing
interest at the same rate and maturing on the same date, subject to reimbursement for any tax, fee or
governmental charge required to be paid with respect to such transfer or exchange.
The City and the Bond Registrar may deem and treat the person in whose name this Bond
is registered as the absolute owner hereof, whether this Bond is overdue or not, for the purpose of receiving
payment and for all other purposes, and neither the City nor the Bond Registrar will be affected by any
notice to the contrary.
IT IS HEREBY CERTIFIED, RECITED, COVENANTED AND AGREED that all acts,
conditions and things required by the Constitution and laws of the State of Minnesota, to be done, to exist,
to happen and to be performed preliminary to and in the issuance of this Bond in order to make it a valid
and binding general obligation of the City in accordance with its terms, have been done, do exist, have
happened and have been performed as so required, and that the issuance of this Bond does not cause the
indebtedness of the City to exceed any constitutional or statutory limitation of indebtedness.
This Bond is not valid or obligatory for any purpose or entitled to any security or benefit
under the Resolution until the Certificate of Authentication hereon has been executed by the Bond Registrar
by manual signature of one of its authorized representatives.
IN WITNESS WHEREOF, the City of Maplewood, Ramsey County, Minnesota, by its
City Council, has caused this Bond to be executed on its behalf by the facsimile or manual signatures of the
Mayor and City Manager and has caused this Bond to be dated as of the date set forth below.
Dated: July 2, 2024
CITY OF MAPLEWOOD, MINNESOTA
(Facsimile) (Facsimile)
Mayor City Manager
_________________________________
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CERTIFICATE OF AUTHENTICATION
This is one of the Bonds delivered pursuant to the Resolution mentioned within.
BOND TRUST SERVICES CORPORATION
By
Authorized Representative
_________________________________
ABBREVIATIONS
The following abbreviations, when used in the inscription on the face of this Bond, will be
construed as though they were written out in full according to applicable laws or regulations:
TEN COM -- as tenants in common UNIF GIFT MIN ACT
_________ Custodian _________
(Cust)
(Minor)
TEN ENT -- as tenants by entireties under Uniform Gifts or Transfers to Minors
Act, State of _______________
JT TEN -- as joint tenants with right of
survivorship and not as tenants in common
Additional abbreviations may also be used though not in the above list.
________________________________________
ASSIGNMENT
For value received, the undersigned hereby sells, assigns and transfers unto
________________________________________ the within Bond and all rights thereunder, and does
hereby irrevocably constitute and appoint _________________________ attorney to transfer the said Bond
on the books kept for registration of the within Bond, with full power of substitution in the premises.
Dated:
Notice: The assignor’s signature to this assignment must correspond with the name as it
appears upon the face of the within Bond in every particular, without alteration or
any change whatever.
Signature Guaranteed:
NOTICE: Signature(s) must be guaranteed by a financial institution that is a member of the Securities
Transfer Agent Medallion Program (“STAMP”), the Stock Exchange Medallion Program (“SEMP”), the
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New York Stock Exchange, Inc. Medallion Signatures Program (“MSP”) or other such “signature guarantee
program” as may be determined by the Registrar in addition to, or in substitution for, STAMP, SEMP or
MSP, all in accordance with the Securities Exchange Act of 1934, as amended.
The Bond Registrar will not effect transfer of this Bond unless the information concerning
the assignee requested below is provided.
Name and Address:
(Include information for all joint owners if this
Bond is held by joint account.)
Please insert social security or other identifying
number of assignee
_________________________________
PROVISIONS AS TO REGISTRATION
The ownership of the principal of and interest on the within Bond has been registered on
the books of the Registrar in the name of the person last noted below.
Signature of
Date of Registration Registered Owner Officer of Registrar
Cede & Co.
Federal ID #13-2555119
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EXHIBIT C
TAX LEVY SCHEDULE
Seconded by Councilmember Juenemann Ayes – All
The motion passed.
J. NEW BUSINESS
1. Mid-year Budget Adjustment with Staffing Additions
Community Development Director Parr gave the staff report.
Councilmember Juenemann moved to approve the creation of a Deputy Building Official
position within the City of Maplewood.
Seconded by Councilmember Lee Ayes – All
The motion passed.
2. Hearing - Appeal of Rental Housing License Denial, 1895 County Road C East
City Attorney Batty gave the staff report. Applicant Arturo Equia addressed the council
and presented the appeal of the denial. Angel Jones, resident of Sober Living,
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addressed council and provided support of the applicant. City Council discussed the
item and asked questions of the applicant, City Attorney Batty, Community Development
Director Parr, and Assistant Community Development Director Martin.
Councilmember Cave moved to direct staff to prepare a resolution with the findings
upholding the denial based on the findings in the Denial Letter and as discussed tonight
in the staff report.
Seconded by Councilmember Juenemann Ayes – All
The motion passed.
K. AWARD OF BIDS
None
L. ADJOURNMENT
Mayor Abrams adjourned the meeting at 8:32 p.m.
Andrea Sindt, City Clerk
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