HomeMy WebLinkAbout1988 08-18 Special MeetingBANNIGAN & KELLY, P.A.
ATTORNEYS AT LAW
409 MIDWEST FEDERAL BUILDING
STH AND CEDAR
SAINT PAUL, MINNESOTA 68101
18121224.3781
JOHN F. BANNIGAN, JR.
PATRICK J, KELLY
JAMESJ.HANTON
July 18, 1988
JANET WILEBSKI
LEGAL ASSISTANT
Ms. Lucille E. Aurelius
Maplewood City Clerk
1830 E. County Road B
Maplewood, MN 55109
Mr. Kenneth V. Collins
Maplewood Police Chief
1830 E. County Road B
Maplewood, MN 55109
Dear Clerk and Chief:
4 \_
RE: Maplewood Bowl Liquor License
With reference to our continuing concern about the compliance of Maplewood Bowl with
the liquor license ordinances and policies of the City, I am forwarding to you what I consider
to be various admissions against interest. It appears that Hatton, d /b /a Maplewood Bowl,
Ltd. defaulted with reference to Maplewood Bowl, Inc. (Del Benjamin) in May, 1988. It
appears further that Maplewood Bowl, Ltd. had failed to pay real estate taxes in Ramsey
County for 1987 and that Maplewood Bowl, Inc. has failed to pay the first -half of the 1988
real estate taxes. These two alone warrant consideration for revocation.
Other pleadings in hand from the United States Bankruptcy Court reveal that Adeline
Benjamin is presently managing the Maplewood Bowl. This also violates local liquor control
policy.
It is my suggestion that the three of us get together for the purpose of verifying the
facts and making a recommendation to the Manager to convene the City Council for the
purpose of considering revoking the on -sale liquor license of the Maplewood Bowl.
L
JB:cge
Sincerely yours,
UNITED STATES BANKRUPTCY COURT
DISTRICT OF MINNESOTA
In the Matter of
MAPLEWOOD BOWL, INC.,
Debtor.
MAPLEWOOD BOWL, INC.,
Plaintiff.
Vs.
MAPLEWOOD ENTERPRISES, INC.
and ROBERT L. HALL,
Defendants.
-- ---- ----------- - - - - --
Case No. 3 -88 -1601
Adv. No. 3 -88-
NOTICE OF MOTION
AND MOTION
TO: The above named defendants and Meshbesher, Singer & Spence,
their attorneys.
Please take notice, that the above plaintiff will move the
above named Court before the Honorable Dennis O'Brien, one of
it
the Judges thereof, in Courtroom No. 1, Federal Courts Building,
316 North Robert Street, St. Paul, Minnesota 55101, on Monday,
the 11th day of July, 1988 at 9:30 o'clock, A.M., or as soon
thereafter as counsel may be heard for a Temporary Restraining
Order, pursuant to Section 105(a), restraining the defendants
and all entities acting for, or on their behalf from taking any
steps to commence or continue any legal proceedings against
Adeline Benjamin, an officer, director, stockholder and managing
officer of debtor pending further hearing herein. Said Motion
will be made upon all the files, records and proceedings herein,
and pursuant to the provisions of Rule 7001 and following of the
Bankruptcy Rules and upon the verified Complaint, a copy of
I
which is hereto attached and herewith served upon you.
Plaintiff may offer testimony of Adeline Benjamin and James
Wehmhoff, CPA at said hearing.
Levy I&
By: -. /VVyW4 1 V h -�
James H. Levy, Esq.
570 Towle Building
330 Second Ave. South
Minneapolis, MN 55401
Tele: (612) 332 -5933
Attorneys for Debtor
5
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UNITED STATES BANKRUPTCY COURT
DISTRICT OF MINNESOTA
In the Matter of
MAPLEWOOD BOWL, INC.,
Debtor.
To: Persons on the attached service list.
Case No. 3 -88 -1601
NOTICE OF HEARING ON
MOTION TO AFFIRM LEASE
AND REJECT EXECUTORY
CONTRACT
1) The above named Debtor, by its counsel moves the Court
for the relief requested below and gives notice of hearing
herewith.
2) The Court will hold a hearing on this Motion in
Courtroom No. 1, Federal Courts Building, 316 N. Robert St., St.
Paul, MN 55101 on Tuesday the 9th day of August, 1988 at 9:00
o'clock A. M., or as soon thereafter as counsel may be heard.
3) The Court has jurisdiction over this Motion pursuant to
28 U.S.C. 157 and 1334, Bankruptcy Rule 5005 and Local Rule 113.
This proceeding arises under 11 U.S.C. Section 365. Movant
requests an Order approving the affirmance of a lease of non-
residential real property and an Order approving the rejection
of an executory contract not to compete. The Petition ,
commencing this Chapter 11 case was filed May 18, 1988. The
case is now pending before this Court.
4) Bankruptcy Section 365 provides in relevant part that:
"(a) ...... the Trustee, subject to the Court's approval,
may assume or reject any executory contract or unexpired lease
of the Debtor.
(b)(1) If there has been a default in an executory
contract or unexpired lease of the Debtor, the trustee may not
assume such contract or lease unless, at the time of assumption
of such contract or lease, the trustee- -
(A) cures, or provides adequate assurance that the trustee
will promptly cure, such default;
(B) compensates, or provides adequate assurance that the
trustee will promptly compensate, a party other than the Debtor
to such contract or lease, for any actual pecuniary loss to such
party resulting from such default; and
(C) provides adequate assurance of future performance under
such contract or lease.....
(d)(4) Notwithstanding paragraphs (1) and (2), in a case`
under any chapter of this title, if the trustee does not assume
or reject an unexpired lease of non - residential real property
under which the Debtor is the lessee within sixty (60) days
after the date of the Order for relief, or within such
additional time as the Court, for cause, within such sixty day
period, fixes, then such lease is deemed rejected, and the
trustee shall immediately surrender such non - residential real
property to the Lessor."
5) Debtor entered into a lease of the premises at 1955
English St., Maplewood, MN with Maplewood Enterprises, Inc.
(Lessor) on or about April 1, 1980. A copy of that lease and
addendum is attached hereto as Exhibit A. Defendant Robert L.
Hall may have succeeded to the rights of Lessor therein.
6) Subsequently, Lessor consented to the assignment of
said lease to Maplewood Bowl, Ltd. On May 2, 1988, Maplewood
Bowl, Ltd. defaulted and returned the premises to Debtor.
Debtor ever since has been and is in possession thereof, and
operating in business therein.
7) Prior to said default, Maplewood Bowl, Ltd. had failed
to pay real estate taxes to Ramsey County for 1987 in the
approximate amount of $78,600.00, the Debtor has not paid the
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1st half of the 1988 real estate taxes in the approximate amount
of $39,800.00.
8) Monthly rent in the amount of $9,000.00 remains unpaid
since the commencement of this proceeding.
9) The business of the Debtor is highly seasonal. The
number of bowlers and other customers is very substantial from
September thru May, while bowling leagues are active. Most
leagues do not operate during June, July and August. Debtor has
a large number of leagues ready to start next September from
which it will derive very substantial revenue, adequate to
continue operations and satisfy the obligations of the lease.
10) Lessor has a security interest in equipment and other
tangible personal property of Debtor. However, Lessor failed to
file a renewal of a financing statement and the security
interest became unperfected. i Lessor filed a renewal, but within
90 days of the commencement of these proceedings. Debtor is
bringing a separate declaratory judgment adversary proceeding
asserting that Lessor does not have a valid perfected security
interest in the collateral.
11) The lease is essential to the operation of Debtor's
business. Prior to the transfer to Maplewood Bowl, Ltd., there
was no default. Once the bowling season resumes, Debtor will
have funds to continue the lease without default.
12) Debtor has made arrangements for obtaining additional
funds by sale of corporate stock and upon entry of an Order
approving the affirmation of the lease, will pay in cash all
rent delinquent since May 18, 1988. Any delinquent prepetition
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rent (other then real estate taxes) will be paid in full on or
before November 10, 1988. As to delinquent real estate taxes,
Debtor proposes to deposit in a separate interest bearing escrow
account the sum of $7,500.00 or more per month beginning in
September 1988. Said deposit with accrued interest will be used
to pay delinquent real estate taxes and for no other purpose.
13) As and for additional assurance of future performance,
Debtor will dismiss with prejudice its action to determine that
Lessor's interest in tangible personal property is a pre-
preferential transfer and will acknowledge that Lessor has a
valid perfected security interest therein to secure future lease
obligations.
14) At the time of the purchase of the business and assets
from Maplewood Enterprises, Inc., Debtor entered into a non -
compete agreement with Robert L. Hall. A copy of that agreement
is attached herein as Exhibit B.
15) Said agreement is an executory contract. Breach of
the agreement by Hall would justify termination of further
payments by Debtor.
16) Said contract is burdensome on the Debtor, diverts
substantial revenue for a purpose which produces no immediate
value, and reduces Debtor's funds available for current
operations. In the interest of increased cash flow and
profitability, Debtor wishes to reject the balance of said
contract.
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WHEREFORE, Debtor prays for an Order:
1) Authorizing Debtor to assume the lease attached as
Exhibit A upon immediate payment of rent delinquent from May 18,
1988;
2) Authorizing Debtor to cure delinquent real estate taxes
by depositing in a separate interest bearing account the sum of
$7,500.00 per month or more beginning in September 1988. Said
funds and interest to be used as soon as possible to pay said.,,
taxes;
3) Authorizing Debtor to dismiss with prejudice its
adversary proceeding against Lessor and to make, execute and
deliver to Lessor a security agreement and financing statement
concerning Debtor's tangible personal property, as security for
the performance of the lease; and
4) Authorizing Debtor I to reject the executory non - compete
contract with Robert L. Hall effective as of May 18, 1988.
Levy & Miller
B !�" f`�
Ronald J. Walsh
570 Towle Building
330 Second Ave. South
Minneapolis, MN 55401
Tele: (612) 332-5$33
Attorneys for Debtor
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VERIFICATION
STATE OF MINNESOTA )
ss.
COUNTY OF RAMSEY )
ADELINE BENJAMIN, being first duly sworn on oath, deposes and
says, that she is the Secretary- Treasurer of the above -named
Maplewood Bowl, Inc., that she has read the foregoing Motion to
Affirm Lease and Reject Executory Contract, and knows the
contents thereof and the same is true and correct to the best of
her knowledge, information and belief.
RONALD JOHN WALSH
W .!1 MOTARI' M1000 — W Wl80TA
RAMSEY COUNTY
MT O C T WXN'wn ExPft* J* 2Z IK3
Subscribed and sworn to before me
this _ I day of ✓ , 1988.
Nota Public
Adeline Benjamin/
V
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UNITED STATES BANKRUPTCY COURT
DISTRICT OF MINNESOTA
Maplewood Bowl, Inc., Bky. No. 3 -88 -1601
Chapter 11
Debtor.
UNSWORN DECLARATION FOR PROOF OF SERVICE
I, Lois Ann Mixer, employed by Levy & Miller, 570 Towle
Building, 330 Second Avenue South, Minneapolis, Minnesota 55401,
declare that on July 7, 1988, I served a Notice of Hearing on
Motion to Affirm Lease and Reject Executory Contract, a Verif-
ication, Findings and Order Approving Debtor's Assumption of
Non - Residential Lease and Rejection of Executory Contract,
Exhibit A, Exhibit B, and the Unsworn Declaration for Proof of
Service upon each of the persons named on the attached service
list by mailing to them each a copy thereof and by enclosing
same in an envelope with first class mail postage prepaid and
depositing same in the post office at Minneapolis, Minnesota.
And I declare, under penalty of perjury, that the foregoing
is true and correct.
Executed July 7, 1988
ttois Ann
UNITED STATES BANKRUPTCY COURT
DISTRICT OF MINNESOTA
In the Matter of
MAPLEWOOD BOWL, INC.,
Case No. 3 -88 -1601
FINDINGS AND ORDER APPROVING
DEBTOR'S ASSUMPTION OF NON-
RESIDENTIAL LEASE AND REJECTION
OF EXECUTORY CONTRACT
Debtor.
The Motion of the Debtor for a hearing and an...Order
Approving Debtor's assumption of a non - residential lease with
Maplewood Enterprises, Inc. and rejection of an executory
contract with Robert L. Hall came on for hearing before the
undersigned Bankruptcy Judge on August 9, 1988, pursuant to
notice dated July 7, 1988. James H. Levy Esq. appeared on
behalf of the Debtor. Otheriappearances are noted in the
minutes of the Court.
Upon all the files, records and proceedings herein, and
being fully advised in the premises, and pursuant to the
Provisions of Section 365 of the Bankruptcy Code, the Court
finds:
1). Debtor is prepared to pay post petition rent
immediately,
2). Debtor's proposal for payment of pre - petition rent and
real estate taxes is a cure within a reasonable time within the
meaning of Section 365,
3). Debtor is capable of future performance without
further default,
4). Debtor's proposal to secure future performance by
granting a security agreement in tangible personal property
provides adequate assurance of future performance.
UPON SUCH FINDINGS IT IS ORDERED:
1. The.Debtor is authorized to assume its lease with
Maplewood Enterprises, Inc. or Robert L. Hall for non -
residential real property located at 1955 English"Street,
Maplewood, Minnesota, according to its terms.
2. The Debtor is authorized to reject its executory non-
compete contract with Robert L. Hall dated April 1, 1980.
3. As adequate assurance of a prompt cure of all defaults
under the lease and as security for future performance under the
same, the Debtor is authorized to grant a perfected security
interest in personal property of the Debtor to Maplewood
Enterprises, Inc. or Robert L. Hall.
Dated:
Gregory F. Kishel I
U.S. Bankruptcy Judge
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UNITED STATES BANIMUPTCY COURT
DISTRICT OF MINNESOTA
In the Matter of
MAPLEWOOD BOWL, INC.,
Debtor.
MAPLEWOOD BOWL, INC.,
Plaintiff.
VS.
MAPLEWOOD ENTERPRISES,INC.
and ROBERT L. HALL,
Defendants.
Case No. 3 -88 -1601
Adv. No. 3 -88-
COMPLAINT
Plaintiff for its Complaint against Defendants, alleges:
1) Plaintiff is a Minnesota corporation operating a
bowling lane and related activities at 1955 English St.,
Maplewood, MN. Defendant, Maplewood Enterprises, Inc. or
defendant Robert L. Hall as As successor, is lessor of the
premises and holds a security interest in tangible personal
property of plaintiff, which plaintiff claims is unperfected.
Robert L. Hall is the principal of Maplewood Enterprises, Inc.
and party to a non - compete agreement with plaintiff. Plaintiff
also owes Maplewood Enterprises, Inc. a balance on an original
purchase price.
2) The lessee's obligation under the lease, the non -,,
compete agreement and the sale agreement were guaranteed
personally by shareholders of plaintiff. To secure said
guarantees, they pledged to Defendant Hall their corporate
shares in the plaintiff.
3) One of the said shareholders is Adeline Benjamin. She
is Secretary- Treasurer of the Plaintiff. She holds shares of
stock representing 35% of the outstanding shares.
4) Said Adeline Benjamin has been designated as operating
manager of the plaintiff as debtor -in- possession and has agreed
to serve in such capacity at a monthly salary of $5,000.00. To
secure said payment, 251 shares of stock have been issued to
her, the other shareholders have personally guaranteed the
corporate obligation and assigned their stock to Adeline ^
Benjamin, subject to an existing pledge to Hall, to'secure their
guarantees.
5) Because of defaults in the lease, non- compete agreement
and purchase price installments, defendants have threatened to
proceed against the individual guarantees and exercise
defendant's rights to forecloFe on the corporate shares.
6) Plaintiff is informed and believes that unless enjoined
and restrained, defendants will proceed against shareholders,
will attempt to become majority shareholders, remove the current
directors, cause the election of new officers, and dismiss this
proceeding. As a result, debtor will suffer irreparable harm;
its equity and its assets will be lost to the detriment of its
other creditors, it will lose the opportunity of curing existing
defaults and carrying on its business and proposing a
confirmable Plan of Reorganization.
7) To the extent that defendants take any action against
Adeline Benjamin personally, any suit on her guarantee or
foreclosure of her shares, she will be substantially impeded in
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her ability to operate and manage plaintiff's business; her time
and effort will be diverted, she may be harassed with process,
discovery, depositions and similar matters, all to the detriment
of plaintiff, its estate and its other creditors.
8) Plaintiff has or will file a motion to assume the
lease. Plaintiff's cash flow is temporarily reduced because of
the seasonal nature of the bowling business. Plaintiff
anticipates that.its cash flow will substantially increase
beginning in September and that it will be able to service its
obligations without further default and satisfy defendants in
full in a reasonably prompt period of time.
9) No prior application for this relief has been filed
herein.
WHEREFORE,' pursuant to 11 U.S.C. Section 105 (a), Plaintiff
prays for an order of this Court;
I
a) Enjoining and restraining Defendants from taking any
action against Adeline Benjamin or her assets, pending further
order of this Court;
b) Awarding plaintiff such other, further and sufficient
relief necessary to the foregoing, as may be appropriate
Levy & Miller /
By: %s�l✓
James H: Levy
Ronald J. Walsh
570 Towle Building ,
330 Second Ave. South
Minneapolis, MN 55401
Attorneys for Plaintiff
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VERIFICATION
STATE OF MINNESOTA
COUNTY OF RAMSEY
ss.
ADELINE BENJAMIN, being first duly sworn on oath, deposes and
says that she is the Secretary- Treasurer of the above named
Maplewood Bowl, Inc., that she has read the foregoing Complaint
and knows the contents thereof and the same is true and correct
to the best of her knowledge, information and belief.
RONALD JOHN WALSH
y NOTAIIY nr.uC - MINNESOTA
RAMSEY COUNTY
yT pm""W" 23.1203
Subscribed and sworn to before me
this & day of ;� , 19
Notary Public
Adeline Benjamir}/
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UNITED STATES BANKRUPTCY COURT
DISTRICT OF MINNESOTA
in the Matter of
MAPLEWOOD BOWL INC.,
Debtor.
MAPLEWOOD BOWL, INC.,
Plaintiff.
vs.
MAPLEWOOD ENTERPRISES, INC.
and ROBERT L. HALL,
Defendants.
------------- ---- - - - - - --
Case No. 3 -88 -1601
Adv. No. 3 -88-
MEMORANDUM OF LAW IN
SUPPORT OF MOTION FOR
TEMPORARY INJUNCTION
This adversary proceeding is brought by Plaintiff to obtain
injunctive relief from the Court, restraining the Defendants
k
from exercising any State remedies or State Court proceedings
they may have against Adeline Benjamin. The Debtor is protected
by the provisions of Section 362. Adeline Benjamin is not at
this time a Debtor in any proceeding.
The officers and shareholders of the Debtor, Deleano
Benjamin, Adeline Benjamin, Gladys Restorff, and Fred Dahlin,
( "guarantors ") each individually guaranteed obligations of „the
Debtor to the Defendants named herein. The Defendants have
alleged that the Debtor is in default of its obligations to the
Defendants thereby subjecting the guarantors to liability for
the default. Defendants have indicated through their attorney
that they are considering legal action to pursue the above named
non - debtor individuals on their personal guarantees. The
defendants have expressed a particular desire to foreclose on
the stock of the Debtor owned and pledged by the above
individuals to the defendants to secure their personal
guarantees. A copy of the stock pledge is attached herein as
exhibit A.
Debtor asserts that an attempt by the defendants to pursue
Adeline Benjamin and execute upon her non - exempt assets would so
interfere with its operation that it would be unable to continue
its business and reorganize itself for the benefit of its
creditors. Any type of lawsuit or foreclosure that would divert
Adeline Benjamin and her personal resources from the day to day
operations of the Debtor would substantially interfere with the
ongoing operations of the Debtor and would be an indirect
violation of Section 362. kj
There are a number of Bankruptcy decisions in which Courts
have issued such injunctions. Co- defendants of Debtor who are
officers, directors or key employees of the Debtor have been
allowed a stay in virtually every reported case. In Hunter
Savings Assn v Georgetown of Kettering Ltd.. 14 BR 72 (Ohio
1981), a mortgagee wanted to foreclose on a Debtor's property.
The Court found that the mortgage was in default, and that all
co- makers (the Debtor and several non - debtor partners) were
liable, but ruled that all comakers in the Debtor company were
subject to the Bankruptcy .Court's jurisdiction, and entitled to
an extension of the stay. Hunter savings at 78. since
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executing judgments would have reduced the amount of money left
for the Debtor to reorganize, a stay extension was necessary.
Id at 80.
A New York case involved the director of a union benefits
fund who sued to recover wage supplement contributions from a
bankrupt corporation and its president. In Re U.S. Air Duct
Corp. 8 BR 848 (N.D.N.Y. 1981). The Court cited 1 Collier
Section 3.01 at 3 -49 as interpreting Section 105 as being
"limited only by whether the civil proceeding arises under,
arises in, or is related to, the Title 11 case." Air Duct at
851.
By way of defining what constituted "related ", the Court
stated the "fundamental question . . is whether the . . claims
against the Non - debtor will or will not effect (sic) the
U
Debtor's assets and /or liabilities." Id,. at 851. For this
determination the Court offered a broad criterion: whether the
claim "could conceivably have any effect upon the estate.
Id. at 851. The Judge found that an action against Air Duct's
president would indeed affect the estate, and allowed the State
to forestall actions against the President.
But the case most closely on point and most supportive of
the one at bar is certainly In Re Otero Mills. Inc. 25 BR 1018
(N.M.D.C. 1982). There a Debtor sought a stay precluding
actions against its president: a lower Court granted the stay
after finding that judgment against the president would affect
the disposition of the Debtor's estate. The Order permanently
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enjoined creditor Security Bank and Trust from executing or
collecting on a judgment already rendered against the president.
That Otero Mills blocked creditors from executing a judgment,
rather than from pursuing one, is an important distinction for
Maplewood Bowl's case. Most of the other cases involve Courts
staying actions to save a non - debtor the time and expense of
enduring a trial; Otero Mills expressly concerns the possible
economic effect on the Debtor of having a key officer pay out a
judgment.
The New Mexico District Court affirmed the lower Court's
extension of the stay. It stated that Section 105 had
repeatedly been held to allow a Court to enjoin parties from
suing non - debtors. It dismissed Aboussie as an aberrant
exception and asserted that the decision relied on the old
Bankruptcy Act. Otero Mills 1021. "The new Code, the Court
held, gave Bankruptcy Courts jurisdiction of all civil
proceedings "in State Court against non - bankrupts where the
State proceeding is related to a case arising under Title 11."
And when was a proceeding sufficiently related? The lower
Court held that 'Ito so enjoin a Creditor's action against a
third party, the Court must find that failure to enjoin would
(affect) the Bankrupt estate and would adversely or
detrimentally influence and pressure the Debtor through that
third party." In Re Otero Mills 21 BR 777, 778 cited in Otero
Mills 25 BR 1018,1020. It should be noted that this statement
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merely grants jurisdiction over such "related" actions to the
Bankruptcy Court: it does riot necessarily require that a stay be
extended.
Nevertheless, both the lower Court and the affirming
District Court held here that the President, also a shareholder,
was necessary for reorganization, as was his financial
contribution -- therefore actions against him were related to
Otero Title 11 proceeding, and the President was entitled to a
stay.
The Court suggested a slightly varied version of the
traditional test for preliminary injunctions. It is said the
non - debtor seeking a stay must show: (1) irreparable harm would
result in the absence.of a stay; (2) probable success on the
merits (here interpreted to mean probable success at
u
reorganization); (3) little harm to others: (4) the public
interest. Otero Mills 25 BR 1018, 1021. Otero, the Court
held, had demonstrated each of the above. Whether enforcement
against assets not necessary for reorganization, was a matter
left for the trier of fact to decide. The District Court was
affirming two separately reported decisions on the same case: 21
BR 777 and 21 BR 645 (1982).
Otero Mills has been cited occasionally since its decision,
usually for its four -part test. Even in cases rejecting an
extension of a stay, though, Otero's test has been considered
valid. In Re century Machine Too1G Inc , 33 BR 606 (Fla. 1983)
concerned a President of a bankrupt corporation whose wages were
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being garnished to cover debts. Though the Court declined to
give the President the protection of a stay, it approved the
Ot test, and found that in the case before it, it could
not be said that "irreparable harm" would result. . century
ac i e at 607. The test was appropriate; the Debtor had
simply not carried its burden of proof.
Likewise, In Re Landmark Air Fund II 19 BR 556 (Ohio 1982)
refused to issue an injunction preventing actions against seven
individual partners of a Debtor partnership. Though it agreed
that Section 105 indeed allowed any necessary stay, the facts of
the present case
Landmark Air at
resources of the
that could possi
obligations. Id.
did not warrant an extension of the stay.
557. The primary reason: the combined
partners were "far in excess" of any amount
bly be required to satisfy the Debtor's
at 558. 11
In reaching its decision, the Court relied on First Federal
and the Otero Mills test. Notwithstanding the limits imposed by
Section 362, the Court ruled, Section 105 allows any necessary
action; any holding by Aboussie to the contrary is erroneous,
since that Court failed even to consider the effect of Section
105. As for the Otero test, the court found: (1) no irreparable
harm would result, since each partner could get contribution
from the others; (2) there was no likelihood of success in
reorganization, since the company's sole capital -- one plane '
which it leased -- had been repossessed. Having thus failed the
test, the partners lost their attempt to gain injunctive relief.
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The johns- Manville Court has also expressly allowed
officers to gain equitable protection. in Re Johns - Manville
Corp, 26 BR 420 (S.D.N.Y. 1983). In one of the early
procedural actions of the ongoing case, officers, employees,
insurers and sureties of the beleaguered corporation asked Judge
Lifland's Court to extend Manville's stay to include them.
Lifland held that while Section 362 protects only the Debtor,
Section 105 lets the Court do whatever is necessary and
appropriate. Citing U.S. Air Duct Lifland found that suits
against officers were in fact derivative of claims against
Johns - Manville. He then allowed the stay to apply to 25 key
officers to be designated by Manville to allow them to prepare
for reorganization without the time and cost of preparing
discovery for their own trials.
He was also quick to dittinguish the case cited above in
which he denied an extended stay to non- Manville co- defendants.
Johns - Manville at 428. In the case against officers, he ruled
the "true object is the Debtor itself," and suits against
employees merely constituted tries at circumventing the
provisions of Section 362. Id. at 428. Whereas an adverse
judgment against the co- defendants would not have affected the
estate of the Debtor, suits against key Manville officers could
easily affect reorganization and the payment of claims. Id
429. The Court did not allow stays for the insurers however.
Shortly thereafter, Judge Lifland issued a Counter -Order
amending the above decision. Where the original holding had
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protected only 25 key employees, he now substituted language
prohibiting all entities from "commencing, conducting or
continuing (suits against any) officer, director or employee" of
Manville or its insurers. In Re Johns- Manville Cora. 33 BR
254, 264 (S.D.N.Y. 1983). In short, he found s4i employees of
the corporation so related to the action that he felt they must
be protected under Manville's stay. Though the Fifth Circuit
later overturned the stay as it applied to insurers, it left the
Court Order intact as regarding all Manville employees. 706
F.2d 541.
Most recently, the Fifth Circuit held that it was within
the power of a Bankruptcy Court to stay actions against insurers
and executives if the insurance was the property of the estate.
In Re Davis 730 F.2d 176 (5th Circuit 1984). Intact insurance
coverage was necessary, the dourt ruled, "as a bulwark against
erosion of the estate." Davis at 185. Much of the Fifth
Circuit's adjudicating in the asbestos cases has come under fire
and appeal, however, so it does not provide the most stable of
bases on which to rest Maplewood Bowl, Inc.'s case.
Based upon the above authority, Judge John Connelly in In
Re Pacific Management Systems Corp (Minn 1984), granted an
injunction against executing on a judgment obtained against a
non - debtor officer of the Debtor. The facts of that decision
are essentially the same as Maplewood Bowl, Inc. A copy of that
Order is attached as exhibit B.
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The Debtor believes the Defendants intend to pursue the
guarantors on all possible claims they may have as a result of
the Debtor's alleged defaults. These claims are certainly
derivative of claims against the Debtor and attempt to
circumvent the protection of Section 362. The Defendants
objective is to realize on the assets of the Debtor. As a
practical matter, the guarantors only assets of any real value
are their shares of the Debtor and the personal property owned
by the Debtor.
It is both necessary and appropriate that Adeline Benjamin
should be granted injunctive relief under Section 105 from any
attempts to realize on her personal property as a result of
alleged defaults by the Debtor. Any legal process instituted by
the Defendants to realize on their collateral or the guarantor's
other personal assets will necessarily interfere with Adeline
Benjamins ability to effectively operate and reorganize the
Debtor. Debtor takes the position that Adeline Benjamin is
indispensable to the reorganization of the Debtor because of her
particular knowledge of the Debtor's business and proven record
of successful management of this Debtor. Debtor argues that if
the Defendants are allowed to pursue Adeline Benjamin for her
shares, the Debtor will necessarily lose its greatest asset.
Specifically, the Debtor will lose the services of Adeline
Benjamin that are vital for the Debtor's reorganization.
The non - debtor's position also meets the Otero criteria for
a preliminary injunction against the defendants.
(1) The Debtor will suffer irreparable harm if injunctive
relief is not granted to Adeline Benjamin
Adeline Benjamin will have to expend time and resources
defending against actions brought against her personally by the
Defendants that are better spent on the Debtor's reorganization.
The Debtor's current operations are in a precarious state
because of the seasonal nature of the bowling business and the
manner in which Debtor came into the control of the present
shareholders. Adeline Benjamin must devote large amounts of
time, effort and resources towards keeping the Debtor in
operation until the fall leagues begin. The Debtor's only
chance of reorganization will be lost if the Debtor's key
manager and employee must divert her attention from operating
and rehabilitating the'Debtor to defending personal suits
brought by the Defendants that are actually a disguised attempt
to collect from the Debtor during the Chapter 11 case. If the
Debtor loses Adeline Benjamin it will not survive until
September and will suffer irreparable harm in that it will lose
many of its fall leagues and will have no chance at
reorganizing.
(2) The Debtor is likely to succeed at its reorganization
> The Debtor's past success when operated by Adeline Benjamin
shows the Debtor is likely to succeed and prosper in its re-
organization if she remains responsible for the Debtor's
operation and management.
- 10 -
J
Defendan .
ts
The actions contemplated by the Defendants are motivated
for their own pecuniary gain. There will not be any harm done
to anyone but the Defendants. This harm, if any, may be that
the Defendants will not be able to realize upon their collateral
during the Chapter 11 case. The Defendants will not lose their
collateral, rather they will merely be prevented from doing
indirectly what Section 362 prevents them from doing directly.
If the Debtor's motion for injunctive relief is granted, the
Defendants will remain in the same secured position they are
already in for the duration of the Chapter it case. If the
motion is denied, then the Defendant's will be able to improve
their secured position to the detriment of the estate if they
are able to successfully fordbloss on Adeline Benjamin's shares
As mentioned in number 3 above, the Defendants are
threatening actions that will allow them to circumvent the Stay
of Section 362. The public interest in enforcing Section 362 as
a tool of reorganization is plainly obvious. If creditors "are
allowed to perform an end run around the stay then the whole
purpose of Chapter 11 reorganization will be lost. This
particular Debtor will not have a prayer of successfully
reorganizing if the defendants are given the opportunity of
- 11 -
and thereby owning the Debtor.
I
diverting the time and resources of Adeline Benjamin away from
the Debtor. If the Defendants are able to foreclose on their
collateral, the Debtor will quickly lose its indispensable
officer and employee as she will be replaced by the Defendants.
Based upon the foregoing authorities and arguments, the
Court should grant the relief sought by the Debtor.
Respectfully submitted,
Dated: July. -', 1988
LEVY & MILLER
B
James H. Levy
570 Towle Building
330 Second Ave. South
Attorneys for the Debtor
Tele: (612) 332 -5933
it
0
- 12 -
TO: Michael A. McGuire, City
FROM: Bannigan & Kelly, P.A.,
DATE: August 3, 1988
RE: Licenses to sell alcoholic
English Street, Maplewood
Manager and Maplewood City Council
Maplewood City Attorneys
beverages at The Maplewood Bowl, 1955
There is probable cause to believe that the person presently licensed
to sell non - intoxicating malt liquor, at retail, and intoxicating liquor for
consumption on -sale at the Maplewood Bowl, 1955 English Street, Maplewood,
is no longer the manager /proprietor of the establishment for which the
licenses were issued.
In April and May of this year, certain proceedings in unlawful
detainer were commenced by Maplewood Enterprises, Inc. (hereinafter Mplwd.
Entrps. /Robert L. Hall) as fee owner of record against Maplewood Bowl,
Inc. (hereinafter Mplwd. Bowl /Del Benjamin) as purchaser from Mplwd.
Entrps. /Robert L. Hall and Maplewood Bowl, Ltd (hereinafter Mplwd. Bowl,
Ltd /Robert A. Hatten) as purchaser from Mplwd. Bowl /Del Benjamin.
As a-result of the unlawful detainer proceedings, Mplwd. Bowl /Robert
Hatten was evicted by court order dated May 4, 1988 thereby terminating
licensee Hatten's legal right to occupy the leased premises. Additionally,
the court entered an order effective May 28, 1988 evicting Mplwd. Bowl /Del
Benjamin.
At the hearing on the unlawful detainer, the judge asked "Who is Mr.
Hatten ?" His attorney, Russ Jensen, replied "he's the Maplewood Bowl,
Limited. The license is in his name and has to be in the personal name of
the party." Jensen had previously advised the Court that "we - -my client,
was unable to continue with the operation of the Bowl, so we're turning it
over -- back to Maplewood Bowl, Incorporated." In conclusion, when the
Court inquired whether Mplwd. Bowl /Robert Hatten objected to the immediate
issuance of a writ of restitution, Jensen replied "no, we have no objection
on an immediate writ." The writ of execution /eviction issued immediately.
With the above information in hand, Chief Collins went to the
Maplewood Bowl to investigate whether the licensee /Hatten was performing as
manager in possession. The Chief was advised by several employees that
Robert Hatten had not been seen by them on the premises in several months.
During the period May 4 through May 28, 1988 while the writ of
restitution to evict Mplwd. Bowl /Del Benjamin was pending, Mplwd. Bowl /Del
Benjamin filed a voluntary petition in bankruptcy, Chapter 11, thereby
staying the eviction. In its pleadings in bankruptcy court, Mplwd.
Bowl /Del Benjamin represented that on May 2, 1988 Mplwd. Bowl /Robert
Hatten defaulted and returned the premises (The Maplewood Bowl) to debtor
( Mplwd. Bowl /Del Benjamin) who ever since has been and is now in
possession thereof and operating in business therein.
Again, in its pleadings, Mplwd. Bowl /Del Benjamin represented to the
bankruptcy court that Adeline Benjamin has been designated as operating
manager of Mplwd. Bowl /Del Benjamin and has agreed to serve in such
capacity at a monthly salary of $5,000.00. There is no mention in the
bankruptcy court pleadings of a management agreement with the former
licensee, Robert Hatten.
Maplewood Bowl, Inc. was required in the bankruptcy proceedings to
identify its managers and managing executives. Other than identifying
Adeline W. Benjamin, there is no reference to Robert Hatten. in these
proceedings.
As of April 30, 1988 delinquent real estate taxes due and payable in
1987 were $77,931.40 and real estate taxes due and payable May 15, 1988
were $39,313.27, none of which have been paid.
The City staff has probable cause to believe that the nominal
licensee, Robert Hatten, has abandoned the Maplewood Bowl, 1955 English
Street and that Mplwd. Bowl /Robert Hatten have been evicted from the
premises. Mplwd. Bowl /Del Benjamin has regained possession of the
Maplewood, Bowl. The staff has probable cause to believe that Adeline W.
Benjamin is the person presently managing the bowling alley restaurant
cocktail lounge. She is not a licensee.
Maplewood Code, Section 5 -83(a)
"No license granted under this article
person ... without the consent of the
resolution passed by the Council."
Adeling W. Benjamin and not Robert
therefore, without a license.
which provides in pertinent part:
shall be transferable from person to
Council, which consent shall be by
The apparent managing proprietor is
Hatten. The current operator is,
Maplewood Code, Section 5.36 in pertinent part provides: "... it shall
be unlawful to sell non - intoxicating malt liquors, at retail, in the city,
except when licensed under this article."
Maplewood Code, Section 5.37 in pertinent part provides: "licenses
under this article shall be issued only to persons who are citizens of the
United States and who are of good moral character and repute, who have
attained the age of 19 years and who are proprietors of the establishments
for which the licenses are issued." The present nominal license holder,
Robert Hatten, is no longer the proprietor of the establishment for which
the license was issued. This section has been violated.
RECOMMENDATION: It is the recommendation of the undersigned that
the City Council set the date, time and place for a public hearing to take
testimony relative to the proposed revocation of the alcoholic beverages
licenses for The Maplewood Bowl, 1955 English Street, Maplewood. The
grounds for the proposed revocation are:
1) The licensee has abandoned the licensed premises;
r
2) The current managing proprietor, Adeline W. Benjamin, is
unlicensed and has made no application to obtain a license.
The undersigned further recommends that the public hearing to
consider the proposed revocation take place on Thursday, August 18, 1988 at
5:00 p.m., CDST, in the Council chambers of the Maplewood City Hall, 1830
E. County Road B., Maplewood.
Notices of the hearing should be mailed to the following:
1) Maplewood Enterprises, Inc., c/o Robert L. Hall, 7330 101st Street
North, White Bear Lake, Minnesota 55110; and
2) Maplewood Enterprises, Inc., c/o Gerald M. Singer, Attorney at Law,
1616 Park Avenue, Minneapolis, Minnesota 55404; and
3) Maplewood Bowl, Inc., 1955 English Street, Maplewood, Minnesota
55109; and
4) Maplewood Bowl; Inc., c/o Richard L. Matykiewicz and Gerald C.
Rummel, Attorneys at Law, 1100 Capital Centre (386 North Wabasha Street,
St. Paul, Minnesota 55102; and
5) Maplewood Bowl, Inc., c/o Deleano D. Benjamin, 20365 Hughes Avenue
West, Box 644, Lakeville, Minnesota 55044; and
6) Maplewood Bowl, Inc., Attn: Adeline W. Benjamin, 18465 Ixonia
Avenue, Lakeville, Minnesota 55044; and
7) Maplewood Bowl, Inc., Attn: Gladys Restorff - Ratzlaff, 18505 22nd ,
Avenue North, Plymouth, Minnesota 55447; and
8) Maplewood Bowl, Ltd., 1200 E
55337; and
Highway 13, Burnsivlle, Minnesota
9) Robert Hatten and Maplewood
Attorney at Law, 1300 Capital Centre,
Minnesota 55102.
Bowl, Ltd, c/o Russell J. Jensen,
386 North Wabasha Street, St. Paul,
cge